What is necessary for a broker to work under a brokerage?

A broker working under a brokerage must be employed by or under a valid contract with a registered brokerage. This requirement ensures that the broker operates within a structured business environment that adheres to the regulatory standards set by authorities.

Being associated with a registered brokerage provides brokers with the necessary support, training, and resources that facilitate compliance with industry regulations and offer protection both to the broker and their clients. Additionally, the brokerage is responsible for supervising the activities and conduct of its brokers, which is vital for maintaining industry integrity and professionalism.

The other choices do not align with the regulatory framework governing brokerage operations. For example, being a sole proprietor or having an independent license does not guarantee the necessary oversight and compliance required by law. Similarly, while having experience can be beneficial, it is not a formal requirement to work under a brokerage. The core principle remains that a valid employment or contractual relationship with a registered brokerage is essential for a broker to operate effectively and legally in the market.